Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Crowley is an active Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Patrick Crowley has been in the financial services industry since December 2014. Patrick Crowley has passed the Series 7, Series 63, Series 9, Series 10, Series 31 and the SIE examinations. Patrick Crowley is registered with the Securities and Exchange Commission (SEC) as well as several state regulatory authorities. Patrick Crowley is currently registered in Connecticut, Illinois, Rhode Island, and Texas. Patrick Crowley offers investment advisory services for Individuals, Businesses, Investment Companies, and Pension Plans. Patrick Crowley is also registered as an Investment Advisor Representative. Patrick Crowley is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. in Providence, RI. Patrick Crowley also works as the Owner and Employee of Nothing Personal Entertainment in West Warwick, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
04/06/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
BOTH
Issued 11/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/22/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/20/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/2/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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