Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Baker is a financial advisor with over 15 years of experience in the industry. Patrick is currently registered with J.P. Morgan Securities LLC as a registered representative. Prior to joining J.P. Morgan Securities LLC, Patrick was with Chase Investment Services Corp. and WAMU Investments, Inc. Patrick holds Series 7, 31, and 66 securities licenses. Patrick specializes in portfolio management for both individuals and businesses and is a licensed financial advisor in 28 states. Patrick also offers financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/25/2013 - Present
J.p. Morgan Securities LLC (Rancho Palos Verdes CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROLLING HILLS CA)
CA
02/03/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (BUENA PARK CA)
CA
03/27/2008 - 11/05/2008
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
BOTH
Issued 04/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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