Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Applebee is a financial advisor with Charles Schwab & Co., Inc. Patrick has been in the industry since 2004 and has a wide range of experience in the financial services industry. Patrick is registered to offer investment advice in 54 states and territories. Patrick holds multiple industry licenses and certifications, including the Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 57 and the SIE. Patrick is also a Registered Representative of Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
03/03/2014 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
05/14/2004 - 03/08/2006
WADDELL & REED, INC. (GOLDEN CO)
MN
02/05/2004 - 04/13/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/05/2004 - 04/13/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2016
Series 57 - Securities Trader Exam
BC
Issued 01/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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