Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Connor Dougherty is an investment advisor representative at Osaic Institutions, Inc. based in Braintree, MA. Patrick has over 20 years of experience in the financial services industry. Patrick has a strong track record of providing financial advice to individuals, families, and businesses. Patrick's areas of expertise include financial planning, retirement planning, and investment management. Patrick also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
01/22/2018 - Present
Osaic Institutions, Inc. (Braintree MA)
MA
05/11/2011 - 01/25/2018
LPL FINANCIAL LLC (BRAINTREE MA)
MA
10/27/2010 - 05/26/2011
PARK AVENUE SECURITIES LLC (ROCKLAND MA)
MA
09/13/2006 - 04/14/2008
ING FINANCIAL PARTNERS, INC. (HANOVER MA)
MA
11/08/2005 - 09/14/2006
LINSCO/PRIVATE LEDGER CORP. (BOSTON MA)
NY
08/27/2002 - 10/21/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
01/15/1997 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Dougherty is the right advisor for you? Invested Better is here to help.
