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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Ahern is a financial advisor with over 39 years of experience in the industry. Patrick currently works with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC and is registered in 26 states as both a Broker-Dealer and an Investment Advisor. Prior to working for Wells Fargo, Patrick held positions at UBS Financial Services Inc., Citigroup Global Markets Inc., Wedbush Morgan Securities Inc., and Dean Witter Reynolds Inc. Patrick has a broad range of experience working with a variety of clients including corporations, high net worth individuals, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/10/2014 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
10/15/2008 - 12/18/2014
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
CA
11/24/1998 - 10/28/2008
CITIGROUP GLOBAL MARKETS INC. (RANCHO SANTA FE CA)
CA
04/04/1988 - 11/04/1998
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
05/26/1983 - 04/11/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 09/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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