Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kelly is a financial advisor with RBC Capital Markets, LLC. Patrick has been in the financial services industry since 1984. Patrick has a Series 6, 7, 22, 31, 62, and 63 license, as well as the Series 65 and the SIE exam. Patrick has been registered with RBC Capital Markets, LLC since 2009. Previously, Patrick was registered with WELLS FARGO ADVISORS, LLC, FIRST UNION CAPITAL MARKETS CORP., MCDONALD INVESTMENTS INC., ESSEX CAPITAL MARKETS, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Patrick Kelly has a wealth of experience in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles. Patrick specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management. Patrick is licensed to provide financial advice in Alabama, Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/29/2009 - Present
RBC Capital Markets, LLC (ROCHESTER NY)
NY
10/01/1999 - 05/29/2009
WELLS FARGO ADVISORS, LLC (ROCHESTER NY)
NC
02/22/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
OH
09/04/1998 - 02/19/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
05/11/1989 - 09/04/1998
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NJ
04/25/1984 - 08/22/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/25/1984 - 08/22/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/26/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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