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Patrick Chi

BNP Paribas Securities Corp.

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About Patrick Chi

Patrick Chi has over 10 years of experience in the financial industry, with a focus on investment banking and securities. Patrick Chi has held positions at several firms, including BNP Paribas Securities Corp., ARXIS SECURITIES LLC, ITG INC., ALTERNET SECURITIES INC., ITG EXECUTION SERVICES, INC., ITG DERIVATIVES LLC., and POSIT ALERT LLC. Patrick Chi is currently registered with BNP Paribas Securities Corp. and holds the Series 24 and SIE licenses.

Firm Information

Patrick Chi is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Chi’s Registration & Firm History

NY

07/14/2017 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

01/07/2016 - 07/06/2017

ARXIS SECURITIES LLC (NEW YORK NY)

NY

02/18/2009 - 01/04/2016

ITG INC. (RYE BROOK NY)

NY

07/28/2014 - 02/06/2015

ALTERNET SECURITIES INC. (NEW YORK NY)

NY

01/22/2010 - 05/31/2013

ITG EXECUTION SERVICES, INC. (NEW YORK NY)

IL

05/21/2010 - 07/21/2011

ITG DERIVATIVES LLC. (CHICAGO IL)

NY

06/05/2009 - 11/05/2009

POSIT ALERT LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Chi.
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