Unclaimed
Patrick Charles Threadgill is a financial professional with a background in the financial services industry. Patrick has worked with both Hartford Funds Distributors, LLC and AXA Advisors, LLC. Patrick currently works with Vanguard Marketing Corp., and is registered in 53 states and the District of Columbia. Patrick has passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/07/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
08/08/2014 - 11/19/2020
HARTFORD FUNDS DISTRIBUTORS, LLC (Wayne PA)
PA
10/30/2013 - 04/15/2014
AXA ADVISORS, LLC (BALA CYNWYD PA)
BC
Issued 08/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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