Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Charles Southern is a financial professional registered with DFA Securities LLC. Patrick has been in the industry since March 14, 2011. Patrick is currently located in the AUSTIN branch office of DFA Securities LLC. Patrick has passed the Series 6, Series 7TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/24/2023 - Present
DFA Securities LLC (AUSTIN TX)
MA
03/14/2011 - 11/10/2011
NYLIFE SECURITIES LLC (WALTHAM MA)
BC
Issued 03/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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