Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kern is a financial advisor who has been in the industry since November 7, 1983. Patrick is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since November 8, 1983. Patrick previously worked at ROBERT W. BAIRD & CO. INCORPORATED. Patrick is licensed in Ohio and Kentucky. Patrick is also Series 6, 7, 22, 63, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
OH
11/08/1983 - Present
Northwestern Mutual Investment Services, LLC (WEST CHESTER OH)
WI
06/17/1986 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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