Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Mulligan is a financial professional with over 13 years of experience in the industry. Patrick holds the Series 6, 7, 24, and 63 licenses, and is registered with Northwestern Mutual Investment Services, LLC. Patrick is also a Registered Representative with the Financial Industry Regulatory Authority (FINRA). Prior to joining Northwestern Mutual Investment Services, LLC, Patrick was a financial advisor with GWFS Equities, Inc. in Glendale, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
11/23/2010 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
05/04/2009 - 10/25/2010
GWFS EQUITIES, INC. (GLENDALE WI)
BC
Issued 05/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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