Unclaimed
Patrick Bryan Diffley is a financial professional licensed in Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Virginia, West Virginia and Wisconsin. Patrick is associated with Equitable Distributors, LLC, a firm that has its headquarters in Charlotte, North Carolina. Patrick has held a Series 63 and a Series 6TO license, and is also licensed in SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/10/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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