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Patrick Bryan Diffley

Equitable Distributors, LLC

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About Patrick Bryan Diffley

Patrick Bryan Diffley is a financial professional licensed in Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Virginia, West Virginia and Wisconsin. Patrick is associated with Equitable Distributors, LLC, a firm that has its headquarters in Charlotte, North Carolina. Patrick has held a Series 63 and a Series 6TO license, and is also licensed in SIE.

Firm Information

Patrick Diffley is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Diffley’s Registration & Firm History

NC

04/10/2021 - Present

Equitable Distributors, LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 04/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Bryan Diffley.
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