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Patrick Brix

TP Icap Global Markets Americas LLC

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About Patrick Brix

Patrick Brix is a financial professional with over 11 years of experience in the industry. Patrick is currently registered with TP Icap Global Markets Americas LLC and holds the Series 7TO, SIE, and Series 3 licenses. Prior to joining TP Icap Global Markets Americas LLC, Patrick worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOFA Securities, Inc., and SG Americas Securities, LLC.

Firm Information

Patrick Brix is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Brix’s Registration & Firm History

NY

09/13/2023 - Present

TP Icap Global Markets Americas LLC (NEW YORK NY)

NY

01/24/2023 - 09/12/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/07/2022 - 01/24/2023

BOFA SECURITIES, INC. (NEW YORK NY)

IL

09/20/2021 - 01/04/2022

SG AMERICAS SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/19/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick Brix.
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