Unclaimed
Patrick Brix is a financial professional with over 11 years of experience in the industry. Patrick is currently registered with TP Icap Global Markets Americas LLC and holds the Series 7TO, SIE, and Series 3 licenses. Prior to joining TP Icap Global Markets Americas LLC, Patrick worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOFA Securities, Inc., and SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
01/24/2023 - 09/12/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/2022 - 01/24/2023
BOFA SECURITIES, INC. (NEW YORK NY)
IL
09/20/2021 - 01/04/2022
SG AMERICAS SECURITIES, LLC (CHICAGO IL)
BC
Issued 09/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Patrick Brix is the right advisor for you? Invested Better is here to help.