Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Brake has been in the securities industry for over 16 years. Patrick is currently registered with Tp Icap Global Markets Americas Llc. Previously, Patrick worked for Tullett Prebon Financial Services LLC, InvestX Markets LLC, Hill Thompson Magid & Co., Inc., Thompson Davis & Co., Inc., and Moors & Cabot, Inc.. Patrick is a Series 7, Series 24, and Series 63 licensed professional. Patrick is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
03/08/2023 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
04/07/2021 - 03/02/2023
INVESTX MARKETS LLC (New York NY)
NJ
02/25/1993 - 11/02/2006
HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)
VA
02/15/2000 - 07/24/2002
THOMPSON DAVIS & CO., INC. (RICHMOND VA)
MA
08/21/1992 - 02/19/1993
MOORS & CABOT, INC. (BOSTON MA)
MA
08/21/1991 - 10/04/1991
MOORS & CABOT, INC. (BOSTON MA)
BC
Issued 08/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/07/2021
Series 14 - Compliance Officer Examination
BC
Issued 06/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/05/1998
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/30/1992
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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