Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Bernard Holland is an investment advisor representative with Wells Fargo Clearing Services, LLC. Patrick is a registered investment advisor in Texas and a registered representative in 29 other states. Patrick has been in the securities industry since December 1988 and holds Series 3, 7, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) exam. Patrick's previous experience includes roles with Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Dean Witter Reynolds Inc.. Patrick is a specialist in providing financial planning, portfolio management, and investment consulting services. Patrick is also a 20% owner of Union 4 Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/03/2010 - Present
Wells Fargo Clearing Services, LLC (WORCESTER MA)
MA
02/21/2006 - 02/02/2009
CITIGROUP GLOBAL MARKETS INC. (WORCESTER MA)
MD
02/12/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/20/1988 - 02/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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