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Patrick B Bailey

Northwestern Mutual Investment Services, LLC

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About Patrick B Bailey

Patrick Bailey is a financial advisor in Houston, Texas. Patrick is a registered representative of Northwestern Mutual Investment Services, LLC, and is also registered as an investment advisor representative. Patrick has been in the securities industry since 2013 and is currently associated with Northwestern Mutual Investment Services, LLC. Patrick holds a Series 66, Series 7, and a Securities Industry Essentials (SIE) license. In addition to Northwestern Mutual Investment Services, LLC, Patrick has also been associated with UBS Financial Services Inc and LPL Financial LLC. Patrick has experience working with individuals and families, and has also worked with banking or thrift institutions. Patrick may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Patrick Bailey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Patrick Bailey’s Registration & Firm History

TX

10/13/2015 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

TX

04/09/2014 - 09/24/2015

UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)

TX

07/30/2013 - 03/26/2014

LPL FINANCIAL LLC (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 09/11/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick B Bailey.
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