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Patrick Arthur Clifford

Athene Securities, LLC

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About Patrick Arthur Clifford

Patrick Arthur Clifford is a financial advisor with Athene Securities, LLC. Patrick has over 25 years of experience in the financial services industry. Patrick is registered with the state of Iowa and holds the following licenses: Series 6, Series 26, Series 63, SIE, and Series 99TO. Patrick's previous employers include INCAPITAL LLC, INCAPITAL DISTRIBUTORS LLC, SUN LIFE FINANCIAL DISTRIBUTORS, INC., JOHN HANCOCK DISTRIBUTORS LLC, LIBERTY FUNDS DISTRIBUTOR, INC. and KEYPORT FINANCIAL SERVICES CORP.

Firm Information

Patrick Clifford is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Clifford’s Registration & Firm History

IA

07/12/2017 - Present

Athene Securities, LLC (WEST DES MOINES IA)

FL

01/26/2015 - 07/26/2016

INCAPITAL LLC (DELRAY BEACH FL)

MA

10/12/2011 - 07/26/2016

INCAPITAL DISTRIBUTORS LLC (BOSTON MA)

MA

01/04/2010 - 08/23/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)

MA

07/17/2006 - 04/22/2009

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

07/15/1999 - 06/29/2000

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

06/22/1987 - 07/15/1999

KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)

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Licenses & Designations

BC

Issued 12/13/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Arthur Clifford.
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