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Patrick Anthony Rossi

Deutsche Bank Securities Inc.

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About Patrick Anthony Rossi

Patrick Anthony Rossi is a registered representative with Deutsche Bank Securities Inc. Patrick has been in the securities industry since 1998. Patrick has Series 3, 7, 24, 55, 57, and 63 licenses. Prior to Deutsche Bank Securities Inc., Patrick worked at RBC CAPITAL MARKETS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and GOLDMAN, SACHS & CO.. Patrick is registered in 53 states and is a registered principal in 1 state.

Firm Information

Patrick Rossi is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Patrick Rossi’s Registration & Firm History

NY

06/23/2020 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NY

04/24/2012 - 07/12/2019

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/17/2008 - 04/24/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/03/1998 - 09/17/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/08/1998

Series 3 - National Commodity Futures Examination

BC

Issued 04/01/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Anthony Rossi.
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