Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Anthony Overholser is a financial advisor who is registered with Seaport Global Securities LLC. Patrick Anthony Overholser is a registered representative for more than 17 years. Patrick Anthony Overholser is also registered with the following firms: Cowen and Company, Cowen Prime Services LLC, Cowen Execution Services LLC, CRT Capital Group LLC, and Pershing LLC. Patrick Anthony Overholser holds the Series 63, Series 99TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2022 - Present
Seaport Global Securities LLC (NEW YORK NY)
CT
05/09/2016 - 04/12/2022
COWEN AND COMPANY (Stamford CT)
CT
02/02/2021 - 02/10/2022
COWEN PRIME SERVICES LLC (STAMFORD CT)
NY
01/08/2019 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
CT
03/13/2006 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NJ
10/13/2005 - 02/16/2006
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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