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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Anthony Garcia is an active investment advisor representative at Ameriprise Financial Services, LLC. Patrick has been working in the industry since 1991. Patrick is registered with the Securities and Exchange Commission (SEC) and FINRA and is licensed in 26 states. Patrick has been registered with Ameriprise Financial Services, LLC since 2020, but previously worked for Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC. Patrick holds the Series 4, 7, 8, 24, 63 and 65 licenses. Patrick specializes in providing financial planning, portfolio management and educational seminars. Patrick offers financial planning and investment services to individuals, high net worth individuals, businesses, charitable organizations, trusts/estates, insurance companies and pension and profit sharing plans. Patrick has also been an independent insurance broker since 2018. Patrick is headquartered in Montclair, New Jersey and is licensed to practice in both New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
04/12/2023 - Present
Ameriprise Financial Services, LLC (Montclair NJ)
NJ
06/17/2016 - 12/04/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MONTCLAIR NJ)
NJ
10/10/2008 - 06/17/2016
WELLS FARGO ADVISORS, LLC (FLORHAM PARK NJ)
NJ
03/10/2006 - 10/20/2008
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
07/25/2000 - 03/22/2006
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
09/18/1992 - 08/17/2000
QUICK & REILLY, INC. (NEW YORK NY)
NJ
11/07/1990 - 07/07/1992
FIA CAPITAL GROUP, INC. (SHORT HILLS NJ)
IA
Issued 05/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/16/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/13/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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