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Patrick Allen Sereda

Wintrust Investments LLC

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About Patrick Allen Sereda

Patrick Allen Sereda is a registered investment advisor representative with Wintrust Investments LLC. Patrick has been in the industry since 2000. Patrick holds a Series 63, Series 4, Series 53, Series 24, SIE and Series 7. Patrick has been registered in Illinois since 2011. Patrick also works with Great Lakes Advisors.

Firm Information

Patrick Sereda is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patrick Sereda’s Registration & Firm History

IL

01/03/2012 - Present

Wintrust Investments LLC (CHICAGO IL)

IL

10/07/2011 - 12/07/2011

INDEPENDENT FINANCIAL GROUP, LLC (NAPERVILLE IL)

IL

05/27/1999 - 11/13/2009

WATERSTONE FINANCIAL GROUP, INC. (ITASCA IL)

MO

05/11/1998 - 05/11/1999

EVEREN SECURITIES, INC. (ST. LOUIS MO)

TX

04/03/1998 - 05/11/1998

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 04/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2012

Series 4 - Registered Options Principal Examination

BC

Issued 07/23/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Allen Sereda.
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