Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Allen Lee is a financial advisor registered with LPL Financial LLC and has been in the financial industry for over 40 years. Patrick Allen Lee has held multiple roles with several firms over the years, including positions as a Principal and an Investment Advisor Representative. Patrick Allen Lee's current registrations include both Broker/Dealer and Investment Adviser licenses in California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
08/18/2023 - Present
LPL Financial LLC (LAS VEGAS NV)
SC
07/15/2014 - 09/19/2018
LPL FINANCIAL LLC (FORT MILL SC)
CA
02/03/2014 - 04/04/2014
LASALLE ST SECURITIES, L.L.C. (SAN DIEGO CA)
CA
10/05/2012 - 01/20/2014
SECURITIES AMERICA, INC. (SAN DIEGO CA)
CA
03/12/2012 - 07/25/2012
TORREY PINES WEALTH MANAGEMENT, INC. (SAN MARCOS CA)
CA
04/25/2011 - 02/17/2012
TORREY PINES SECURITIES, INC. (SAN DIEGO CA)
CA
04/08/2009 - 04/21/2011
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
05/20/2002 - 04/13/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (SAN DIEGO CA)
CA
02/02/2001 - 05/20/2002
MUTUAL SECURITIES, INC. (CAMARILLO CA)
GA
05/07/1999 - 02/05/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/01/1996 - 05/06/1999
SPELMAN & CO., INC. (PHOENIX AZ)
CA
03/12/1996 - 11/11/1996
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
11/15/1994 - 03/01/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
08/05/1992 - 10/17/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
09/06/1989 - 08/10/1992
FOUR SEASONS SECURITIES, INC.
CA
06/07/1989 - 02/06/1990
INVESTMENT PLACEMENT GROUP (SAN DIEGO CA)
NA
06/01/1988 - 05/11/1989
FIRST WALL STREET CORP.
NA
04/23/1986 - 06/07/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
08/16/1984 - 04/21/1986
SAN DIEGO SECURITIES INCORPORATED
NA
06/28/1983 - 08/28/1984
LA JOLLA SECURITIES, INC.
NA
02/17/1982 - 01/03/1983
SUTRO & CO. INCORPORATED
NA
02/09/1981 - 11/25/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
07/11/1980 - 12/14/1980
ENI CORPORATION
IA
Issued 06/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/27/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/15/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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