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Patrick Alan Walsh

B. C. Ziegler AND Co.

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About Patrick Alan Walsh

Patrick Walsh is a financial professional with over 10 years of experience in the industry. He is currently registered with B. C. Ziegler And Co., which is a firm with an active status in both the Broker-Dealer and Investment Advisor sectors. Patrick has a strong background in the securities industry, holding Series 7, 63, and SIE licenses as well as the Series 79TO designation. He is located in Nashville, TN and has held previous roles at Morgan Keegan & Company, Inc. and SunTrust Robinson Humphrey, Inc.

Firm Information

Patrick Walsh is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Walsh’s Registration & Firm History

TN

10/29/2015 - Present

B. C. Ziegler AND Co. (NASHVILLE TN)

TN

08/06/2008 - 04/06/2009

MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)

TN

12/11/2007 - 08/01/2008

SUNTRUST ROBINSON HUMPHREY, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 01/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Alan Walsh.
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