Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Helm is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Patrick has been in the industry since January 3rd, 2021. Patrick is registered to provide investment advice in Connecticut. Patrick holds the following FINRA certifications: Series 7TO, SIE, and Series 66. Patrick has been employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated since September 2019 and has previously worked for various other companies in the financial and retail sectors. Patrick has a strong background in customer service and is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated (Hartford CT)
BOTH
Issued 3/8/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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