Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Alan Helm is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Patrick has been in the securities industry since January 3, 2021. Patrick holds a Series 66 and a Series 7TO license, and is registered in Connecticut. Patrick has previously worked at Bank of America, N.A., Asics America, Reebok, Adidas, Price Chopper, and Full Time Education. Patrick specializes in providing portfolio management for businesses and individuals, educational seminars, and pension consulting services. Patrick provides services to a wide range of clients, including high-net-worth individuals, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and insurance companies. Merrill Lynch, Pierce, Fenner & Smith Inc. manages over $1 trillion in assets and provides a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Hartford CT)
BOTH
Issued 03/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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