Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Cefalo has been in the financial services industry since August 1999. Patrick is currently registered with LPL Financial LLC and has been with them since May 2022. Patrick's previous experience includes time at CUNA BROKERAGE SERVICES, INC., PNC INVESTMENTS, QUESTAR CAPITAL CORPORATION and IFMG SECURITIES, INC., among others. Patrick specializes in investment advisory services, including financial planning, portfolio management for businesses and individuals, and pension consulting. Patrick is registered in Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/18/2022 - Present
LPL Financial LLC (Waverly IA)
IA
05/08/2015 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NJ
12/05/2012 - 04/21/2015
PNC INVESTMENTS (MOUNT HOLLY NJ)
NJ
05/20/2011 - 12/03/2012
QUESTAR CAPITAL CORPORATION (VOORHEES NJ)
NJ
03/04/2008 - 05/13/2011
LPL FINANCIAL LLC (TOMS RIVER NJ)
NJ
01/03/2005 - 03/04/2008
IFMG SECURITIES, INC. (TOMS RIVER NJ)
NY
08/01/2001 - 04/25/2002
DIME SECURITIES, INC. (BROOKLYN NY)
MO
10/01/2000 - 07/18/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/19/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TN
08/16/1999 - 03/02/2000
ICBA FINANCIAL SERVICES CORPORATION (MEMPHIS TN)
NY
07/01/1997 - 10/27/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/07/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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