Unclaimed
Patricio Javier Barnuevo is a financial advisor who has been working in the industry since August 21, 2017. Currently, Patricio is a registered representative with Lazard Asset Management Securities LLC, a firm based in New York. Patricio's previous experience includes working with J.P. Morgan Securities LLC. Patricio holds a variety of licenses and certifications including Series 7, Series 31, and SIE, which demonstrate Patricio's commitment to providing high-quality financial advice. Patricio has been registered with the Securities and Exchange Commission (SEC) since September 12, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2019 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NJ
08/15/2017 - 09/04/2019
J.P. MORGAN SECURITIES LLC (SUMMIT NJ)
BC
Issued 12/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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