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Patricio Bernal

SG Americas Securities, LLC

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About Patricio Bernal

Patricio Bernal is a registered representative with Sg Americas Securities, Llc. Patricio has been in the securities industry since November 1, 2019 and holds the Series 99TO and the Securities Industry Essentials Examination (SIE). Patricio's current registration is active with FINRA.

Firm Information

Patricio Bernal is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricio Bernal’s Registration & Firm History

NY

11/02/2019 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2019

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricio Bernal.
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