Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Yvette Rodriguez is a financial advisor with Janney Montgomery Scott LLC. Patricia has been in the financial industry since 2003 and has a broad range of experience in the industry. She is licensed in New York and Texas and holds a number of securities licenses including Series 7, 50, 52, 53, 63, and SIE. Patricia's previous experience includes working with LOOP CAPITAL MARKETS LLC, Huntington Securities, Inc., J.P. Morgan Securities Inc., Banc One Capital Markets, Inc., and Southwestern Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
06/11/2024 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
TX
03/08/2022 - 05/20/2024
LOOP CAPITAL MARKETS LLC (San Antonio TX)
TX
10/14/2016 - 03/02/2022
HUNTINGTON SECURITIES, INC. (San Antonio TX)
NY
07/01/2004 - 05/16/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
06/27/2003 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
TX
09/14/1993 - 06/12/2003
SOUTHWESTERN CAPITAL MARKETS, INC. (SAN ANTONIO TX)
BC
Issued 10/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/14/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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