Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Yara is a financial advisor with Morgan Stanley. Patricia has been in the financial services industry since 2013. Patricia has a strong background in providing financial advice to individuals and families. Patricia has a wide range of experience in financial planning, investment management, and retirement planning. Patricia is also registered to provide investment advice in 47 states and the District of Columbia. Patricia has previously worked for UBS Financial Services Inc., TD Ameritrade, Inc., and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NM
12/12/2023 - Present
Morgan Stanley (Albuquerque NM)
NJ
07/14/2022 - 10/13/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NM
10/11/2018 - 07/07/2022
MORGAN STANLEY (Albuquerque NM)
NM
02/26/2018 - 10/09/2018
TD AMERITRADE, INC. (ALBUQUERQUE NM)
NM
06/17/2013 - 02/26/2018
SCOTTRADE, INC. (ALBUQUERQUE NM)
BOTH
Issued 03/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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