Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Alba is a financial professional with over 10 years of experience in the financial services industry. Patricia is currently registered with LPL Financial LLC in Burbank, California. Patricia has previously been registered with Infinex Investments, Inc. and Essex National Securities, LLC in California. Patricia holds Series 6, Series 63, and SIE licenses. Patricia specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses. Patricia is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/30/2021 - Present
LPL Financial LLC (BURBANK CA)
CA
07/01/2016 - 07/22/2019
INFINEX INVESTMENTS, INC. (PARAMOUNT BLVD CA)
CA
02/16/2010 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (WHITTIER CA)
CA
08/25/2009 - 02/17/2010
LPL FINANCIAL CORPORATION (WHITTIER CA)
BC
Issued 09/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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