Unclaimed
Patricia Barrett is an investment advisor representative registered in 30 states and is active in both broker-dealer and investment advisor capacities. Patricia has been in the financial services industry since October 1990 and has worked for several prominent financial institutions, including Prudential Securities Incorporated, Smith Barney Inc., Lehman Brothers Inc., Liberty Securities Corporation, Wells Fargo Clearing Services, LLC, and now with &Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MN
06/07/2024 - Present
&partners (Bloomington MN)
MN
07/01/2003 - 06/13/2024
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
NY
06/26/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/06/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/14/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/26/1990 - 10/03/1991
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 02/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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