Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Harris is a financial advisor currently registered with Transglobal Advisory, LLC, based in Monrovia, CA. Patricia has been in the industry since January 20, 2020. Her previous experience includes working as a Financial Advisor for Merrill Lynch, Pierce, Fenner & Smith Incorporated in Worcester, MA. Patricia holds the Series 66, Series 7TO, and SIE licenses. Patricia also holds the Certified Financial Planner designation and provides a variety of services, including financial planning, estate planning, and portfolio management. Patricia is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Cash management and estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/30/2023 - Present
Transglobal Advisory, LLC (MONROVIA CA)
MA
06/04/2019 - 12/15/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WORCESTER MA)
BOTH
Issued 07/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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