Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Villacorta Mullin is a financial advisor who has been working in the financial services industry since 1997. Patricia is currently registered with Morgan Stanley in Newport Beach, California, and is also registered with the state of Texas as a resident investment advisor. Patricia is a registered representative of Morgan Stanley Smith Barney LLC and has a Series 7, Series 63, Series 65, and Series 66 license. Patricia specializes in providing financial planning, investment management, and portfolio management services to individuals, families, businesses, and institutions. She is also an active member of the community and is involved in several charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/05/2024 - Present
Morgan Stanley (Newport Beach CA)
CA
01/03/2011 - 07/13/2021
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
08/20/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
MA
05/12/1999 - 12/31/2000
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
02/26/1998 - 04/21/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
01/06/1998 - 02/27/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
05/09/1997 - 09/11/1997
MERCER GLOBAL SECURITIES LLC (IRVINE CA)
BOTH
Issued 09/28/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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