Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Valenzuela is a financial advisor at Raymond James & Associates, Inc. Patricia has been in the financial services industry for over 20 years. Patricia's previous experience includes working at Morgan Stanley, Crowell, Weedon & Co., UBS Financial Services Inc. and Wachovia Securities, LLC. Patricia offers a variety of financial services to individuals, corporations, businesses, pension and profit-sharing plans, and high-net-worth individuals. Patricia is registered with the state of California as an investment advisor representative and a broker. Patricia is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/03/2021 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
06/13/2011 - 09/15/2021
MORGAN STANLEY (Los Angeles CA)
CA
10/03/2008 - 05/25/2011
CROWELL, WEEDON & CO. (ENCINO CA)
CA
06/12/2007 - 10/14/2008
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
08/08/2000 - 06/06/2007
WACHOVIA SECURITIES, LLC (LOS ANGELES CA)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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