Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Stewart Thompson is a financial advisor based in Littleton, Colorado. Patricia has been in the financial services industry for over 17 years. Her experience includes working with BlueRock Capital Markets LLC, Infinex Investments, Inc., Legg Mason Wood Walker, Incorporated and First Maryland Brokerage Corporation. Currently, Patricia is affiliated with The Leaders Group, Inc. Patricia holds the Series 6, 7, 63, and 6TO licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/06/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/01/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
06/22/2011 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
MD
04/07/1998 - 08/29/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
11/06/1995 - 04/03/1998
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
BC
Issued 08/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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