Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Woods is a financial advisor in Germantown, TN. Patricia has been working in the securities industry since May 2003. Patricia is currently registered with Cetera Advisor Networks LLC. Patricia has passed the Series 63, Series 79TO, SIE and Series 7 exams and holds licenses in Tennessee. Patricia has previously been registered with Stiefel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC and ICBA Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
04/12/2024 - Present
Cetera Advisor Networks LLC (GERMANTOWN TN)
TN
04/22/2022 - 08/23/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
09/18/2001 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
09/18/2001 - 12/23/2014
ICBA SECURITIES (MEMPHIS TN)
BC
Issued 10/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patricia Woods is the right advisor for you? Invested Better is here to help.
