Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Sanchez-marin is a financial advisor with UBS Financial Services Inc. She has been in the financial industry since 2004 and has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Patricia is registered with FINRA and has a Series 7, Series 63, and Series 99TO license. She holds a specialization in providing financial advice and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/05/2022 - Present
UBS Financial Services Inc. (HOUSTON TX)
NY
05/18/2012 - 03/30/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/29/2007 - 03/16/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/16/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
MA
02/05/2002 - 05/10/2006
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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