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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Metz is a financial advisor with Morgan Stanley, based in New York, NY. Patricia has over 40 years of experience in the financial services industry. Patricia is registered with FINRA and holds Series 3, 7, and 63 licenses, as well as the SIE and Series 65. Patricia also holds a registration with the state of Texas. Patricia is a registered representative of Morgan Stanley. Prior to her time at Morgan Stanley, Patricia was a registered representative of Smith Barney, Harris Upham & Co., Incorporated, Prudential-Bache Securities Inc., and Morgan Stanley & Co. Incorporated. Patricia is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/11/2011 - Present
Morgan Stanley (New York NY)
NY
02/09/1987 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NA
11/08/1985 - 03/03/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/19/1983 - 11/19/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 09/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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