Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia R. Sawyers is a financial advisor with over 20 years of experience in the financial services industry. Patricia has a strong background in investments and securities. Patricia is currently registered with Mutual of America Securities LLC and holds Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
09/19/2007 - Present
Mutual OF America Securities LLC (Providence RI)
NY
09/19/2007 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
09/22/2005 - 08/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/26/2005 - 09/19/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
06/02/1999 - 04/22/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
04/16/1997 - 04/07/1999
NATIONAL DISCOUNT BROKERS (OMAHA NE)
BOTH
Issued 01/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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