Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Benner is an Investment Advisor Representative with over 30 years of experience in the financial industry. Patricia has been with Morgan Stanley since 2009. Before joining Morgan Stanley, Patricia worked with Morgan Stanley DW Inc. and Franklin Distributors, Inc.. Patricia specializes in portfolio management for individuals, businesses, and investment companies. Patricia has a broad range of licenses and registrations including Series 6, 7, 9, 10, 31, 62, 63, and 65. Patricia is committed to providing personalized financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/19/2020 - Present
Morgan Stanley (San Francisco CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALO ALTO CA)
CA
08/01/1991 - 04/02/2007
MORGAN STANLEY DW INC. (PALO ALTO CA)
CA
02/01/1991 - 11/05/1991
FRANKLIN REAL ESTATE DISTRIBUTORS, INC. (SAN MATEO CA)
CA
04/20/1987 - 11/05/1991
FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 08/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patricia Benner is the right advisor for you? Invested Better is here to help.
