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Patricia Quigley Neal

Empower Financial Services, Inc.

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About Patricia Quigley Neal

Patricia Neal is a financial advisor with Empower Financial Services, Inc., based in Hartford, CT. Patricia has over 20 years of experience in the financial services industry. Her expertise lies in providing personalized financial advice and investment solutions. Prior to joining Empower Financial Services, Inc., Patricia worked at Prudential Investment Management Services LLC, ING Financial Partners, Inc., and ING Financial Advisors, LLC.

Firm Information

Patricia Neal is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Neal’s Registration & Firm History

CT

04/04/2022 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

12/04/2014 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

01/03/2011 - 12/31/2012

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CT

10/22/1998 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 12/15/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Quigley Neal.
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