Unclaimed
Patricia Neal is a financial advisor with Empower Financial Services, Inc., based in Hartford, CT. Patricia has over 20 years of experience in the financial services industry. Her expertise lies in providing personalized financial advice and investment solutions. Prior to joining Empower Financial Services, Inc., Patricia worked at Prudential Investment Management Services LLC, ING Financial Partners, Inc., and ING Financial Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
12/04/2014 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
01/03/2011 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
10/22/1998 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 12/15/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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