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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Peterson is a financial advisor with over 30 years of experience in the financial services industry. Patricia has held positions with several prominent firms, including PaineWebber Incorporated, Dean Witter Reynolds Inc., and Prudential Securities Incorporated. Patricia currently works for Wells Fargo Advisors Financial Network, LLC, a firm that provides investment consulting services to institutional clients and manages assets of over $154 billion. Patricia is registered to offer investment advice in a number of states, including Texas, Montana, Virginia, Oklahoma, Colorado and Hawaii. She also holds multiple securities licenses including Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/23/2021 - Present
Wells Fargo Advisors Financial Network, LLC (HOUSTON TX)
TX
07/01/2003 - 08/20/2021
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
NY
03/20/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/01/1991 - 04/02/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/07/1990 - 01/01/1991
ROTAN MOSLE INC.
NY
02/24/1984 - 09/12/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 11/24/1986
Series 5 - Interest Rate Options Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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