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Patricia Osullivan

Charles Schwab & CO., Inc.

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About Patricia Osullivan

Patricia Osullivan is a financial advisor with over 20 years of experience in the industry. Patricia is registered with Charles Schwab & CO., Inc. and is licensed to provide investment advice in California. Patricia is a Series 6, 7, 63 and 65 licensed professional. Patricia has worked in the financial services industry since 2001 and has a strong background in providing financial planning and investment management services.

Firm Information

Patricia Osullivan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Patricia Osullivan’s Registration & Firm History

CA

06/20/2024 - Present

Charles Schwab & CO., Inc. (Oxnard CA)

PA

01/08/2001 - 05/23/2001

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 06/20/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/24/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patricia Osullivan.
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