Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Oshea is a financial advisor at Principal Securities, Inc. Patricia has been in the financial services industry since 1993. Patricia has been registered with Principal Securities, Inc. since 2006 and has held previous roles with several other firms, including Principal Funds Distributor, Inc., Liberty Life Distributors LLC, IFMG Securities, Inc., Invest Financial Corporation, and Marketing One Securities, Inc.. Patricia is licensed to provide financial advice in several states, including Connecticut, Iowa, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. Patricia's areas of specialization include financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/01/2006 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
11/06/2009 - 04/23/2015
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NH
09/22/2003 - 05/25/2006
LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)
NY
10/01/1998 - 07/08/2003
IFMG SECURITIES, INC. (PURCHASE NY)
WI
01/03/1995 - 10/15/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
OR
02/18/1993 - 12/31/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BC
Issued 01/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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