Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Chock is a financial advisor with UBS Financial Services Inc. based in Honolulu, HI. Patricia has been working in the financial services industry since 1998. Patricia's experience includes previous roles at QUESTAR CAPITAL CORPORATION, SAGEPOINT FINANCIAL, INC., METLIFE SECURITIES INC., AMERIPRISE FINANCIAL SERVICES, INC., BANKOH INVESTMENT SERVICES, INC., and BANCWEST INVESTMENT SERVICES, INC.. Patricia is registered with the state of Hawaii and holds Series 7, Series 63, and Series 65 licenses. Patricia is a specialist in various areas including Retirement Planning, College Savings, Estate Planning, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
HI
11/10/2017 - Present
UBS Financial Services Inc. (HONOLULU HI)
HI
01/05/2017 - 06/05/2017
QUESTAR CAPITAL CORPORATION (HONOLULU HI)
HI
05/12/2016 - 11/02/2016
SAGEPOINT FINANCIAL, INC. (HONOLULU HI)
HI
04/11/2016 - 05/11/2016
METLIFE SECURITIES INC. (HONOLULU HI)
HI
02/25/2009 - 10/03/2014
AMERIPRISE FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
07/16/2007 - 09/26/2008
BANKOH INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
04/02/2007 - 07/09/2007
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
06/17/1998 - 03/07/2007
BANKOH INVESTMENT SERVICES, INC. (HONOLULU HI)
IA
Issued 10/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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