Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Mosca is a financial advisor registered with UBS Financial Services Inc. Patricia has been in the financial services industry since January 1993. Patricia is registered in Florida and New Jersey, and has previously been registered in Pennsylvania, North Carolina, and District of Columbia. Patricia is also a registered Investment Advisor Representative in Florida and New Jersey. Patricia's areas of specialization include: investment advisory services, security ratings, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/15/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
PA
08/10/2016 - 09/15/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)
PA
08/10/2016 - 09/15/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (PHILADELPHIA PA)
NJ
10/17/2011 - 02/19/2016
MORGAN STANLEY (MT. LAUREL NJ)
PA
06/25/2010 - 10/03/2011
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
PA
10/16/2009 - 06/10/2010
WELLS FARGO ADVISORS, LLC (PHILADELPHIA PA)
NJ
02/21/2006 - 04/22/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
MD
11/19/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
DE
04/18/1999 - 11/17/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
11/26/1997 - 03/04/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
PA
08/29/1997 - 09/24/1997
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NJ
08/18/1992 - 07/10/1997
RYAN, BECK & CO. (FLORHAM PARK NJ)
MD
12/05/1989 - 01/16/1991
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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