Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Moran Farber is a financial advisor who has been in the industry for over 20 years. Patricia is currently registered with Kestra Advisory Services, LLC and has been with them since 2016. She holds Series 7, 9, 10, 63, and 66 licenses, as well as the SIE. Before joining Kestra, Patricia worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and UBS Financial Services Inc. She provides financial planning and portfolio management services to individuals, businesses, and institutions. Patricia is committed to helping her clients achieve their financial goals. She is a member of the National Association of Personal Financial Advisors and the Financial Planning Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/22/2016 - Present
Kestra Advisory Services, LLC (CHARLOTTE NC)
NC
06/01/2009 - 01/14/2011
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
08/28/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NC
11/13/2000 - 09/05/2006
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
BOTH
Issued 11/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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