Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia McClellan is a financial advisor with over 40 years of experience in the industry. She has held a variety of roles at several prominent firms including Kidder, Peabody & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Becker Paribas Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Oppenheimer & Co., Inc. Currently, Patricia is an active registered representative with UBS Financial Services Inc. Patricia holds Series 7, Series 63, and Series 65 licenses and has a strong background in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/02/2016 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
10/05/1990 - 10/18/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/05/1984 - 10/09/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/30/1984 - 10/19/1984
BECKER PARIBAS INCORPORATED
NA
07/15/1981 - 05/03/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/24/1980 - 07/22/1981
OPPENHEIMER & CO., INC.
IA
Issued 01/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patricia McClellan is the right advisor for you? Invested Better is here to help.
