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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Mary Loris is a financial advisor with over 20 years of experience. Patricia is a registered representative with LPL Financial LLC and has previously worked with Securities America, Inc., Securian Financial Services, Inc., Great American Advisors, Inc., PMG Securities Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. Patricia is a Certified Financial Planner and holds the Series 66, Series 7, and Series 24 licenses. Patricia is also licensed in 17 states, including Illinois, Texas, and Wisconsin. Patricia's specializations include Retirement Planning, College Savings, and Estate Planning. Patricia is committed to providing her clients with personalized financial advice and guidance. She works with a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
06/01/2020 - Present
LPL Financial LLC (CRYSTAL LAKE IL)
IL
12/16/2013 - 06/03/2019
SECURITIES AMERICA, INC. (EVANSTON IL)
IL
10/29/2009 - 12/19/2013
LPL FINANCIAL LLC (HAWTHORN WOODS IL)
IL
11/07/2005 - 10/30/2009
SECURIAN FINANCIAL SERVICES, INC. (BANNOCKBURN IL)
OH
02/15/2005 - 10/12/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IL
06/06/2003 - 02/15/2005
PMG SECURITIES CORPORATION (ELGIN IL)
MN
02/20/2002 - 11/01/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/20/2002 - 11/01/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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