Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Marion Thorpe has been in the financial industry for over 40 years. Currently, Patricia is a registered representative at RBC Capital Markets, LLC. Patricia is also a licensed investment advisor and holds a Series 65 license. Prior to working at RBC Capital Markets, LLC, Patricia worked at Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Birr, Wilson Securities, Inc., Birr, Wilson & Co., Inc., and Piper, Jaffray & Hopwood Incorporated. Patricia has a long history of providing financial advice to individuals and families. Her experience includes working with clients of all ages and financial backgrounds. Patricia is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
10/24/2008 - Present
RBC Capital Markets, LLC (EDMONDS WA)
WA
01/01/2008 - 11/03/2008
WACHOVIA SECURITIES, LLC (EDMONDS WA)
WA
06/02/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDMONDS WA)
NA
04/01/1986 - 06/09/1988
BIRR, WILSON SECURITIES, INC.
NA
09/30/1985 - 04/01/1986
BIRR, WILSON & CO., INC.
NA
11/25/1980 - 11/05/1985
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 09/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1983
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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